STAAR SURGICAL (STAA)

Sector: Health Care

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2026 Annual Meeting Analysis

STAAR SURGICAL · Meeting: June 18, 2026

Policy v1.2high confidenceView Filing ↗
For informational purposes only. This AI-generated analysis applies a published voting policy to publicly available proxy filings. It does not constitute investment advice, proxy voting advice, or a solicitation of any kind. AI analysis may be incomplete or inaccurate — always review the actual filing and make your own independent decision.

Directors FOR

4

Directors AGAINST

3

Say on Pay

FOR

Auditor

FOR

Director Elections

Election of Directors

4 FOR/3 AGAINST

Against Analysis

✗ AGAINST
Arthur C. Butcher3yr TSR trigger: STAA -62.2% vs peer median -17.3%, gap of -44.9pp exceeds 20pp threshold for negative absolute TSR5yr TSR confirms sustained underperformance: STAA -77.9% vs peer median -4.6%, gap of -73.3pp exceeds 20pp threshold

Butcher joined in March 2024, which is more than 24 months before the meeting date, so the TSR trigger applies. STAAR's 3-year stock return of -62.2% trails the compensation peer group median of -17.3% by 44.9 percentage points — well above the 20-percentage-point threshold that applies when absolute returns are negative. The 5-year check does not provide relief because the 5-year gap of -73.3pp against the peer median also far exceeds the 20pp threshold, confirming sustained rather than transient underperformance; a AGAINST vote is warranted.

✗ AGAINST
Wei Jiang3yr TSR trigger: STAA -62.2% vs peer median -17.3%, gap of -44.9pp exceeds 20pp threshold for negative absolute TSR5yr TSR confirms sustained underperformance: STAA -77.9% vs peer median -4.6%, gap of -73.3pp exceeds 20pp thresholdNon-independent director: classified as non-independent under Nasdaq rules due to paid advisory role

Jiang joined in March 2024 (more than 24 months ago), so the TSR trigger applies; the same 44.9pp 3-year underperformance and 73.3pp 5-year underperformance versus the peer median confirm sustained underperformance during his tenure. Additionally, Jiang is classified as non-independent because he was compensated as a strategic advisor to the company in 2025, which is an additional governance concern, though he does not sit on the audit or compensation committee.

✗ AGAINST
Lilian Y. Zhou3yr TSR trigger: STAA -62.2% vs peer median -17.3%, gap of -44.9pp exceeds 20pp threshold for negative absolute TSR5yr TSR confirms sustained underperformance: STAA -77.9% vs peer median -4.6%, gap of -73.3pp exceeds 20pp threshold

Zhou joined the board in December 2023, which is more than 24 months before the June 2026 meeting date, so the TSR trigger applies. STAAR's 3-year return of -62.2% trails the peer group median by 44.9 percentage points, well above the 20pp threshold for negative absolute returns. The 5-year check also fails — STAAR's 5-year gap of -73.3pp versus the peer median confirms this is sustained multi-year underperformance rather than a temporary dip, and a AGAINST vote is warranted.

For Analysis

✓ FOR
Neal C. Bradsher

Joined the board in January 2026 — fewer than 24 months ago — so he is exempt from the TSR underperformance trigger under policy; brings relevant finance, governance, and healthcare investment experience as founder of Broadwood Capital.

✓ FOR
Richard T. LeBuhn

Joined the board in January 2026 — fewer than 24 months ago — so he is exempt from the TSR underperformance trigger; brings extensive financial analyst and investment expertise relevant to overseeing a company undergoing strategic reset.

✓ FOR
Louis E. Silverman

Joined the board in April 2025 — fewer than 24 months ago — so he is exempt from the TSR underperformance trigger; brings senior executive healthcare leadership experience and previously served on the STAAR board from 2014 to 2022, providing institutional knowledge during a transition period.

✓ FOR
Christopher M. Wang

Joined the board in January 2026 — fewer than 24 months ago — so he is exempt from the TSR underperformance trigger; brings China investment expertise directly relevant to STAAR's largest market and was added as part of the shareholder-driven governance reset via the Broadwood cooperation agreement.

Of the seven nominees, four joined within the past 24 months (Bradsher, LeBuhn, Silverman, Wang) and are exempt from the TSR trigger — all receive FOR votes. Three directors (Butcher, Jiang, Zhou) joined more than 24 months ago and are subject to the trigger: STAAR's 3-year stock return of -62.2% trails the compensation peer group median by 44.9 percentage points, and the 5-year check confirms sustained underperformance, resulting in AGAINST votes for all three. Jiang also carries an additional flag for loss of independence due to his paid advisory role in 2025.

Say on Pay

✓ FOR

CEO

Stephen C. Farrell

Total Comp

$7,522,385

Prior Support

97%+%

CEO Stephen Farrell's reported total pay of $7,522,385 for 2025 is dominated by a $6.8 million equity award (split evenly between time-based restricted stock awards and performance stock awards tied to multi-year revenue targets), making the pay package highly variable and performance-oriented at well over 90% of total compensation — far exceeding the 50-60% variable pay threshold required by policy. The cash bonus plan paid out at 135% of target based on measurable pre-set financial goals including cost controls and gross margin, with no discretionary adjustments, and performance stock awards granted in 2024 were forfeited entirely when targets were missed, demonstrating genuine pay-for-performance discipline. Prior-year say-on-pay support was over 97%, the company responded to shareholder feedback by redesigning its equity and bonus programs for 2025, and the pay structure is consistent with policy requirements.

Auditor Ratification

✓ FOR

Auditor

BDO USA, P.C.

Tenure

N/A

Audit Fees

$1,878,193

Non-Audit Fees

$25,000

Non-audit fees of $25,000 represent only about 1.3% of audit fees of $1,878,193 — far below the 50% threshold that would raise independence concerns. BDO is a large national firm appropriate for a company of STAAR's $1.4 billion market cap. Auditor tenure is not disclosed in the filing, so no tenure-based concern can be raised under policy.

Overall Assessment

The 2026 STAAR Surgical annual meeting features a heavily refreshed board slate following a shareholder-driven governance reset, with four of seven nominees joining within the past 24 months and receiving FOR votes; however, three longer-tenured directors (Butcher, Jiang, Zhou) receive AGAINST votes because STAAR's stock has fallen 62% over three years while its peer group declined only 17%, a gap that persists over five years and reflects sustained underperformance on their watch. The auditor ratification and say-on-pay proposals both pass policy screens cleanly — BDO's non-audit fees are negligible, and the CEO compensation program is heavily performance-linked with demonstrated willingness to pay zero when targets are missed.

Filing date: May 4, 2026·Policy v1.2·high confidence

Compensation Peer Group

15 companies disclosed in 2026 proxy filing

ATECAlphatec Holdings, Inc.
AORTArtivion, Inc.
ATRCAtriCure, Inc.
AVNSAvanos Medical, Inc.
AXGNAxoGen, Inc.
GKOSGlaukos Corp.
NARIInari Medical, Inc.
INSPInspire Medical Systems, Inc.
IRTSiRhythm Technologies, Inc.
LMATLeMaitre Vascular, Inc.
MMSIMerit Medical Systems, Inc.
PENPenumbra, Inc.
RXSTRxSight, Inc.
TNDMTandem Diabetes Care, Inc.
UFPTUFP Technologies, Inc.