REGIONAL MANAGEMENT CORP (RM)

Sector: Financials

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2026 Annual Meeting Analysis

REGIONAL MANAGEMENT CORP · Meeting: May 14, 2026

Policy v1.2high confidenceView Filing ↗
For informational purposes only. This AI-generated analysis applies a published voting policy to publicly available proxy filings. It does not constitute investment advice, proxy voting advice, or a solicitation of any kind. AI analysis may be incomplete or inaccurate — always review the actual filing and make your own independent decision.

Directors FOR

9

Directors AGAINST

0

Say on Pay

FOR

Auditor

FOR

Director Elections

Election of Nine Directors

9 FOR
✓ FOR
Julie Booth

Joined in 2025, well within the 24-month new-director exemption from the TSR trigger; brings strong financial expertise as a former CFO with audit committee financial expert designation.

✓ FOR
Jonathan D. Brown

RM's 3-year TSR of +61.6% outperforms the peer median of +52.1% by +9.5pp, far below the 50pp underperformance threshold required to trigger a vote against; no overboarding or other flags.

✓ FOR
Roel C. Campos

RM's 3-year TSR outperforms the peer median and does not trigger the underperformance threshold; Mr. Campos brings strong securities regulation and corporate governance credentials as a former SEC Commissioner.

✓ FOR
Maria Contreras-Sweet

RM's 3-year TSR outperforms the peer median and does not trigger the underperformance threshold; Ms. Contreras-Sweet serves on two other public company boards, which remains within the four-board overboarding limit.

✓ FOR
Michael R. Dunn

RM's 3-year TSR outperforms the peer median and does not trigger the underperformance threshold; Mr. Dunn is non-independent but does not sit on the audit or compensation committee, so no independence flag applies.

✓ FOR
Steven J. Freiberg

RM's 3-year TSR outperforms the peer median and does not trigger the underperformance threshold; Mr. Freiberg chairs the compensation committee and serves as board vice chairman at SoFi, but holds only two public company board seats, within the limit.

✓ FOR
Sandra K. Johnson

RM's 3-year TSR outperforms the peer median and does not trigger the underperformance threshold; Dr. Johnson brings technology and cybersecurity expertise relevant to the company's digital initiatives.

✓ FOR
Lakhbir S. Lamba

Joined as CEO and director in November 2025, well within the 24-month new-director exemption from the TSR trigger; as a non-independent executive director he does not sit on audit or compensation committees.

✓ FOR
Carlos Palomares

RM's 3-year TSR outperforms the peer median and does not trigger the underperformance threshold; Mr. Palomares sits on one additional private company board only and has served as independent board chair since 2019.

All nine director nominees receive a FOR vote. RM's 3-year price return of +61.6% outperforms the compensation peer group median of +52.1% by +9.5pp, well short of the 50pp underperformance threshold applicable when absolute TSR exceeds +20%. Two directors (Booth and Lamba) joined in 2025 and are exempt from the TSR trigger under the 24-month new-director rule. No overboarding, independence violations on key committees, attendance failures, or familial relationship concerns were identified. The board discloses a skills matrix and has multiple audit committee financial experts.

Say on Pay

✓ FOR

CEO

Lakhbir S. Lamba

Total Comp

$587,252

Prior Support

96%%

The current CEO, Mr. Lamba, joined in November 2025 and received transitional compensation of $587,252 — a prorated salary, a $150,000 signing bonus in lieu of annual incentive participation, and a $350,000 inducement restricted stock award — which is well below benchmarks for a CEO at a $355M financial services company and raises no pay level concern. The prior CEO (Mr. Beck), who was the operative CEO for most of 2025, received $4.8M in total compensation, with approximately 62% in equity and performance-contingent awards and an annual bonus of 100.1% of target driven by objective financial metrics including revenue growth, return on assets, and credit loss ratios; this structure is consistent with the 50-60% variable pay requirement and reflects genuine pay-for-performance alignment. The program received ~96% shareholder support at the 2025 annual meeting, the company has a meaningful clawback policy compliant with Dodd-Frank, and RM's 3-year TSR of +61.6% outperforms the peer median of +52.1%, confirming that above-target incentive payouts are supported by shareholder returns.

Auditor Ratification

✓ FOR

Auditor

Deloitte & Touche LLP

Tenure

N/A

Audit Fees

$1,416,561

Non-Audit Fees

$361,500

Non-audit fees (audit-related fees of $267,500 plus other fees of $94,000, totaling $361,500) represent approximately 25.5% of core audit fees of $1,416,561, well below the 50% threshold that would raise independence concerns; auditor tenure is not disclosed so the tenure trigger cannot fire; Deloitte is a Big 4 firm appropriate for a company of RM's size and complexity.

Overall Assessment

The 2026 Regional Management Corp. annual meeting presents four proposals: a clean nine-director slate receiving unanimous FOR votes supported by solid 3-year TSR outperformance versus peers, Deloitte ratification with a comfortable non-audit fee ratio of ~25.5%, a say-on-pay vote that passes on the strength of a well-structured performance-contingent program and 96% prior-year support, and an equity plan re-approval that falls outside the scope of this policy but carries notable dilution considerations. No significant governance red flags were identified across the standard proposals.

Filing date: April 9, 2026·Policy v1.2·high confidence

Compensation Peer Group

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