MERCHANTS BANCORP (MBIN)

Sector: Financials

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2026 Annual Meeting Analysis

MERCHANTS BANCORP · Meeting: May 21, 2026

Policy v1.2high confidenceView Filing ↗
For informational purposes only. This AI-generated analysis applies a published voting policy to publicly available proxy filings. It does not constitute investment advice, proxy voting advice, or a solicitation of any kind. AI analysis may be incomplete or inaccurate — always review the actual filing and make your own independent decision.

Directors FOR

10

Directors AGAINST

2

Say on Pay

FOR

Auditor

FOR

Director Elections

Election of Directors

10 FOR/2 AGAINST

Against Analysis

✗ AGAINST
Julia L. Kaercherfamilial relationship to CEO

Ms. Kaercher is the daughter of Chairman and CEO Michael F. Petrie, which is a direct familial relationship to the top executive; per policy, a director with a familial relationship to senior management — especially the CEO — warrants a No vote, and her classification as non-independent confirms the concern.

✗ AGAINST
Randall D. Rogers, Jr.familial relationship to senior managementnon independent employee

Mr. Rogers Jr. is the son of current Vice Chairman Randall D. Rogers and is himself an employee of Merchants Capital Corp., making him non-independent and placing him in a familial proximity to senior management; per policy, a director with a familial relationship to senior management warrants a No vote.

For Analysis

✓ FOR
Michael F. Petrie

Long-tenured Chairman and CEO with deep industry expertise; MBIN's 3-year return of +88.7% outperforms the peer group median by +41.8pp, well below the 65pp threshold required to trigger an against vote, and no overboarding, attendance, or independence concerns apply.

✓ FOR
Tamika D. Catchings

Director since May 2022 (within the 3-year TSR measurement window but joined after strong performance was already established); brings community and business leadership experience, and no policy triggers fire.

✓ FOR
Michael S. Curless

New nominee with no prior board tenure at MBIN; exempt from TSR trigger as a first-time nominee, and brings relevant real estate and investment expertise from his career at Prologis.

✓ FOR
Thomas W. Dinwiddie

Director since May 2022; real estate and mortgage banking legal background is directly relevant to MBIN's business, and no TSR, attendance, or independence concerns apply.

✓ FOR
Michael J. Dunlap

President and COO with over a decade of board service; MBIN's strong stock outperformance versus peers clears all TSR thresholds, and his mortgage banking expertise is highly relevant.

✓ FOR
Scott A. Evans

Long-tenured director and senior executive with over 36 years of community banking experience; MBIN's TSR outperformance versus peers means the TSR trigger does not fire.

✓ FOR
Andrew A. Juster

Director since May 2019 serving as Lead Independent Director; former CFO of Simon Property Group brings strong financial and real estate capital markets expertise, and no policy triggers apply.

✓ FOR
Patrick D. O'Brien

Director since 2013 with relevant business ownership and local market knowledge; MBIN's strong peer-relative TSR performance means no TSR trigger fires and no other policy concerns are present.

✓ FOR
Anne E. Sellers

Director since June 2017 with technology and financial background including prior accounting roles at EY; no TSR, attendance, or independence concerns, and her experience is relevant to the board's oversight needs.

✓ FOR
Mark E. Shaffer

New nominee and former KPMG partner with deep public company audit expertise; strengthens the audit committee's financial oversight capability and is exempt from TSR trigger as a first-time nominee.

MBIN's stock has delivered strong absolute and relative returns — +88.7% over three years versus the company-disclosed peer group median of +46.9%, a gap of +41.8pp well below the 65pp against-vote threshold — so the TSR trigger does not fire for any director. Two nominees are voted AGAINST on governance grounds: Julia L. Kaercher (daughter of CEO Michael Petrie, classified non-independent) and Randall D. Rogers Jr. (son of Vice Chairman Randall D. Rogers and a current employee), both triggering the familial-relationship-to-senior-management policy. The remaining ten nominees clear all policy screens and receive FOR votes.

Say on Pay

✓ FOR

CEO

Michael R. Dury

Total Comp

$6,647,758

Prior Support

87%%

The prior Say on Pay vote received 87% support, well above the 70% threshold that would require visible changes. The pay structure uses performance-based measures (total revenue, earnings per share, and return on equity) for both cash and equity awards, and actual payouts were reduced — Petrie, Dunlap, and Sievers received only 75% of target cash and equity incentives after the company missed most performance targets in 2025, demonstrating that the incentive plan does constrain pay when results disappoint. MBIN's 3-year stock return of +88.7% meaningfully outperforms the QABA community bank benchmark (+59.4%) by +29.3pp, confirming that above-target incentive pay in better years was aligned with genuine shareholder returns, and the company has a Dodd-Frank-compliant clawback policy in place.

Auditor Ratification

✓ FOR

Auditor

Forvis Mazars, LLP

Tenure

N/A

Audit Fees

$1,141,014

Non-Audit Fees

$113,480

Non-audit fees of $113,480 represent approximately 9.9% of audit fees of $1,141,014, well below the 50% threshold that would raise independence concerns; auditor tenure is not disclosed so the tenure trigger cannot fire per policy; and no material restatements are noted, so all screens pass.

Overall Assessment

The 2026 Merchants Bancorp annual meeting presents three standard proposals; we vote FOR ten of twelve director nominees, voting AGAINST Julia Kaercher and Randall Rogers Jr. solely due to their direct familial ties to senior management (the CEO and Vice Chairman, respectively). The auditor ratification and Say on Pay proposals both pass all policy screens and receive FOR votes, supported by low non-audit fee ratios, a constrained 2025 incentive payout reflecting below-target performance, and MBIN's strong multi-year stock outperformance versus the QABA community bank benchmark.

Filing date: April 10, 2026·Policy v1.2·high confidence

Compensation Peer Group

22 companies disclosed in 2026 proxy filing

AUBAtlantic Union Bankshares Corp.
BANRBanner Corp.
CUBICustomers Bancorp Inc.
CVBFCVB Financial Corp.
DCOMDime Community Bancshares Inc.
EBCEastern Bankshares Inc.
FFBCFirst Financial Bancorp
FIBKFirst Interstate BancSystem
FRMEFirst Merchants Corp.
HOPEHope Bancorp
INDBIndependent Bank Corp.
LKFNLakeland Financial Corp.
NBTBNBT Bancorp Inc.
PFSProvident Financial Services
QCRHQCR Holdings Inc.
TCBITexas Capital Bancshares Inc.
TRMKTrustmark Corp.
UBSIUnited Bankshares Inc.
WAFDWaFd Inc.
WDWalker & Dunlop Inc.
WSBCWesBanco Inc.
WSFSWSFS Financial Corp.