HA SUSTAINABLE INFRASTRUCTURE CAPI (HASI)

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2026 Annual Meeting Analysis

HA SUSTAINABLE INFRASTRUCTURE CAPI · Meeting: June 3, 2026

Policy v1.2high confidenceView Filing ↗
For informational purposes only. This AI-generated analysis applies a published voting policy to publicly available proxy filings. It does not constitute investment advice, proxy voting advice, or a solicitation of any kind. AI analysis may be incomplete or inaccurate — always review the actual filing and make your own independent decision.

Directors FOR

10

Directors AGAINST

0

Say on Pay

FOR

Auditor

AGAINST

Director Elections

Election of Directors

10 FOR
✓ FOR
Jeffrey W. Eckel

HASI's 3-year TSR of +67.7% outperforms the company-disclosed peer group median by +69.7 percentage points, which is above the 65pp underperformance threshold needed to trigger a vote against — so the TSR trigger does not apply; no overboarding, attendance, independence, or other concerns identified.

✓ FOR
Jeffrey A. Lipson

TSR trigger does not apply (HASI outperforms peer median by +69.7pp vs. the 65pp threshold); Lipson joined in 2023 and the stock has performed well during his tenure; no other disqualifying factors identified.

✓ FOR
Teresa M. Brenner

Long-serving independent director with strong governance and legal credentials; TSR trigger does not apply; no overboarding, attendance, or independence concerns.

✓ FOR
Lizabeth A. Ardisana

Independent director with relevant CEO, automotive/environmental, and multi-board experience; holds two public board seats (CLNE and HASI) — below the four-seat overboarding threshold; TSR trigger does not apply.

✓ FOR
Clarence D. Armbrister

Independent director with finance, law, and education sector experience; TSR trigger does not apply; no overboarding, attendance, or independence concerns.

✓ FOR
Nancy C. Floyd

Independent director with deep clean energy and venture capital expertise relevant to HASI's business; TSR trigger does not apply; no disqualifying factors identified.

✓ FOR
Steven G. Osgood

Long-serving independent director and audit committee chair with CPA background and extensive REIT finance experience; holds two public board seats (HASI and NSA) — below overboarding threshold; TSR trigger does not apply.

✓ FOR
Kimberly A. Reed

Independent director who joined in March 2023; holds two public board seats (Takeda and Momentus plus HASI — three total) — below the four-seat overboarding threshold; TSR trigger does not apply; government finance and international experience is relevant.

✓ FOR
Laura A. Schulte

Joined in April 2025, well within the 24-month new-director exemption from the TSR trigger; brings strong banking and financial services expertise relevant to HASI; no other disqualifying factors.

✓ FOR
Barry E. Welch

Joined in April 2025, well within the 24-month new-director exemption from the TSR trigger; brings renewable energy CEO and investment finance experience directly relevant to HASI's business; no other disqualifying factors.

All ten director nominees receive a FOR vote. HASI's 3-year total shareholder return of +67.7% outperforms the company-disclosed peer group median by +69.7 percentage points, comfortably above the 65pp threshold required to trigger votes against directors. Attendance was 100% across all board and committee meetings. No overboarding, independence, or familial-relationship concerns were identified across the slate. Two newer directors (Schulte and Welch, both joining April 2025) are exempt from the TSR trigger under the 24-month new-director rule.

Say on Pay

✓ FOR

CEO

Jeffrey A. Lipson

Total Comp

$9,566,821

Prior Support

N/A

The CEO's total reported compensation of approximately $9.6 million is within a reasonable range for a CEO at a $5 billion financial services company focused on sustainable infrastructure. The pay structure is well-designed: over 70% of targeted executive compensation is variable or equity-based (only about 18% is fixed base salary), well above the 50-60% minimum variable pay threshold in our policy. The incentive plan uses meaningful performance metrics — including adjusted earnings per share, adjusted return on equity, and relative total shareholder return over multi-year cycles — that tie pay to real company outcomes, and the company's strong stock performance (+67.7% over three years, outperforming peers) supports the above-target bonus payout of 190% of target for 2025. A comprehensive clawback policy is in place, and no prior-year Say on Pay concerns requiring follow-up were identified.

Auditor Ratification

✗ AGAINST

Auditor

Ernst & Young LLP

Tenure

43 yrs

Audit Fees

$2,966,000

Non-Audit Fees

$609,000

auditor tenure exceeds 25 years

Ernst & Young LLP has audited HASI and its predecessor continuously since 1983 — a tenure of approximately 43 years — which far exceeds the 25-year threshold in our policy that requires a vote against unless the audit committee provides a specific and compelling rationale for continued engagement. The proxy does not disclose any such rationale, rotation plan, or exceptional audit-quality justification. The non-audit fee ratio (audit-related fees of $130k plus tax fees of $479k = $609k non-audit, versus audit fees of $2,966k) works out to approximately 21%, which is comfortably below the 50% independence-concern threshold and raises no concern on its own — but the extreme tenure alone is sufficient to warrant a vote against ratification.

Overall Assessment

The 2026 HASI annual meeting presents three standard proposals: director elections, auditor ratification, and Say on Pay. All ten director nominees receive a FOR vote given strong stock performance versus peers and no governance red flags, and the Say on Pay also receives a FOR vote given a well-structured, heavily variable pay program aligned with strong 2025 results — however, Ernst & Young LLP's auditor ratification receives an AGAINST vote solely due to its extraordinary 43-year tenure with no disclosed justification or rotation plan, which exceeds our 25-year policy threshold.

Filing date: April 13, 2026·Policy v1.2·high confidence

Compensation Peer Group

15 companies disclosed in 2026 proxy filing

AMGAffiliated Managers Group, Inc.
AMRCAmeresco, Inc.
ARRYArray Technologies, Inc.
APAMArtisan Partners Asset Management, Inc.
CWENClearway Energy, Inc.
ENPHEnphase Energy, Inc.
FSLRFirst Solar, Inc.
HTGCHercules Capital, Inc.
MAINMain Street Capital Corporation
NXTNextracker, Inc.
PLUGPlug Power Inc.
SHLSShoals Technologies Group, Inc.
RUNSunrun Inc.
VCTRVictory Capital Holdings, Inc.
WDWalker & Dunlop, Inc.