COMMUNITY WEST BANCSHARES (CWBC)

Sector: Financials

    Home/Companies/CWBC/Annual Meeting

2026 Annual Meeting Analysis

COMMUNITY WEST BANCSHARES · Meeting: May 27, 2026

Policy v1.2high confidenceView Filing ↗
For informational purposes only. This AI-generated analysis applies a published voting policy to publicly available proxy filings. It does not constitute investment advice, proxy voting advice, or a solicitation of any kind. AI analysis may be incomplete or inaccurate — always review the actual filing and make your own independent decision.

Directors FOR

11

Directors AGAINST

2

Say on Pay

FOR

Auditor

FOR

Director Elections

Election of Directors of the Company

11 FOR/2 AGAINST

Against Analysis

✗ AGAINST
Robert H. Bartlein3-year TSR underperformance vs peer group: CWBC +34.8% vs peer median +88.9%, gap of -54.1pp exceeds 50pp threshold for strong-positive TSR tier; director joined April 1, 2024, tenure >24 months not met — exempt from TSR trigger

Mr. Bartlein was appointed on April 1, 2024, meaning his tenure is approximately 25 months as of the May 2026 meeting, which is just over the 24-month new-director exemption window; however, because he joined after most of the underperformance period was already established and his tenure covers less than half the 3-year measurement window, the trigger is flagged but the vote is FOR with mitigating context noted.

✗ AGAINST
Daniel J. Doyle3-year TSR underperformance vs peer group exceeds threshold: CWBC +34.8% absolute 3yr TSR (strong positive tier), gap of -54.1pp vs peer median +88.9% exceeds 50pp trigger; director has served since 2000, full tenure overlap; 5-year gap -25.8pp vs peer median +66.3% does not exceed 50pp threshold — downgrade to FOR per 5-year mitigant

For Analysis

✓ FOR
F. T. "Tommy" Elliott, IV3-year TSR trigger fires at aggregate level; director joined 2013 so full tenure overlap applies; however 5-year relative TSR gap of -25.8pp does not exceed the 50pp threshold for the strong-positive 5-year TSR tier, so 5-year mitigant applies — downgrade from AGAINST to FOR

While CWBC's 3-year return trailed the peer group median by 54.1 percentage points (exceeding the 50pp trigger for companies with strong positive returns), the 5-year record shows a gap of only 25.8 percentage points below the peer median, which is below the 50pp threshold, indicating the recent underperformance is not part of a sustained long-term pattern; the 5-year mitigant applies and the vote is FOR.

✓ FOR
Robert J. Flautt3-year TSR trigger fires; 5-year mitigant applies — gap of -25.8pp does not exceed 50pp threshold

The 3-year TSR underperformance trigger fires for all long-tenured directors, but CWBC's 5-year return trails the peer median by only 25.8 percentage points, well below the 50pp threshold required to sustain a No vote; the 5-year mitigant applies and the vote is FOR.

✓ FOR
Jagroop "Jay" GillAppointed April 1, 2026 — less than 24 months tenure, exempt from TSR trigger

Mr. Gill was appointed to the board on April 1, 2026, fewer than two months before the annual meeting, so he is fully exempt from the TSR performance trigger under the 24-month new-director rule; no other policy concerns identified.

✓ FOR
James J. Kim3-year TSR trigger fires as executive director; 5-year mitigant applies — gap of -25.8pp does not exceed 50pp threshold; Say on Pay vote is evaluated separately

As CEO and a director, Mr. Kim is subject to the same TSR trigger as other directors, and the 3-year underperformance gap of 54.1 percentage points exceeds the 50pp threshold; however, the 5-year gap of 25.8 percentage points falls below the 50pp mitigant threshold, indicating the underperformance is a more recent development against an otherwise adequate longer-term track record, so the vote is FOR.

✓ FOR
James W. LokeyAppointed April 1, 2024 — approximately 25 months tenure, just over 24-month exemption; joined after underperformance largely established; 5-year mitigant applies

Mr. Lokey was appointed on April 1, 2024, giving him approximately 25 months of tenure; because he joined after the bulk of the 3-year underperformance period was already established and the 5-year gap of 25.8 percentage points does not exceed the 50pp mitigant threshold, the vote is FOR.

✓ FOR
Andriana D. Majarian3-year TSR trigger fires; 5-year mitigant applies — gap of -25.8pp does not exceed 50pp threshold

Ms. Majarian has served since 2020, giving her full tenure overlap with the underperformance period, and the 3-year trigger fires; but the 5-year relative TSR gap of 25.8 percentage points is below the 50pp mitigant threshold, so the 3-year underperformance appears to be a recent development within an otherwise adequate longer-term record, and the vote is FOR.

✓ FOR
Steven D. McDonald3-year TSR trigger fires; 5-year mitigant applies — gap of -25.8pp does not exceed 50pp threshold

Mr. McDonald has served since 2000, so he has full tenure overlap; the 3-year underperformance trigger fires, but the 5-year gap of 25.8 percentage points falls below the 50pp mitigant threshold, meaning the underperformance is recent rather than sustained, and the vote is FOR.

✓ FOR
Martin E. PlourdAppointed April 1, 2024 — approximately 25 months tenure; joined after underperformance largely established; 5-year mitigant applies

Mr. Plourd was appointed on April 1, 2024, so his tenure just exceeds the 24-month exemption window; he joined after most of the 3-year underperformance was already in place, and the 5-year gap of 25.8 percentage points is below the 50pp mitigant threshold, so the vote is FOR.

✓ FOR
Dorothea D. Silva3-year TSR trigger fires; 5-year mitigant applies — gap of -25.8pp does not exceed 50pp threshold

Ms. Silva has served since 2020 with full tenure overlap; the 3-year trigger fires, but the 5-year gap of 25.8 percentage points falls below the 50pp threshold, indicating the recent underperformance does not reflect a sustained multi-year pattern, and the vote is FOR.

✓ FOR
Kirk B. StovesandAppointed April 1, 2024 — approximately 25 months tenure; joined after underperformance largely established; 5-year mitigant applies

Mr. Stovesand was appointed on April 1, 2024, just over the 24-month exemption; because he joined after much of the underperformance period was already established and the 5-year gap of 25.8 percentage points does not exceed the 50pp mitigant threshold, the vote is FOR.

✓ FOR
Dora WesterlundAppointed April 1, 2026 — less than 24 months tenure, exempt from TSR trigger

Ms. Westerlund was appointed on April 1, 2026, fewer than two months before the annual meeting, so she is fully exempt from the TSR performance trigger under the 24-month new-director rule; no other policy concerns identified.

All 13 nominees receive a FOR vote. The 3-year TSR underperformance trigger fires for long-tenured directors (CWBC's 3-year return trailed the peer group median by 54.1 percentage points, exceeding the 50pp threshold for companies with strong positive absolute returns), but the 5-year mitigant applies across the board because the 5-year gap of 25.8 percentage points falls below the 50pp threshold, indicating recent rather than sustained underperformance. Two directors appointed April 1, 2026 (Gill, Westerlund) are fully exempt as new directors. Directors appointed April 1, 2024 (Bartlein, Lokey, Plourd, Stovesand) joined after most of the underperformance was already established, providing additional mitigating context. No overboarding, attendance, independence, or qualification concerns were identified.

Say on Pay

✓ FOR

CEO

James J. Kim

Total Comp

$1,264,784

Prior Support

95.3%%

CEO James J. Kim's total compensation of $1,264,784 is reasonable for a community bank CEO at a $649 million market cap company, and the prior Say on Pay vote received strong support of 95.3%, indicating shareholders were broadly satisfied with the program. The pay mix is appropriately structured with a meaningful portion in variable pay — annual cash incentives tied to pre-set financial goals (net income, loan growth, deposit growth, asset quality, efficiency) plus time-vested restricted stock — and the company maintains a formal clawback policy adopted in December 2023 in compliance with SEC and Nasdaq requirements. Annual incentive payouts at 100% of target for most executives were supported by solid 2025 financial results including net income of $38.2 million and loan growth of 8.77%, and the Compensation Committee exercised limited upward discretion for the CEO that was modest relative to total pay and clearly disclosed.

Auditor Ratification

✓ FOR

Auditor

Baker Tilly US, LLP

Tenure

N/A

Audit Fees

$840,000

Non-Audit Fees

$61,500

Non-audit fees (audit-related fees of $17,500 plus tax fees of $44,000 = $61,500) represent approximately 7.3% of audit fees ($840,000), well below the 50% threshold that would raise independence concerns; auditor tenure is not explicitly disclosed (the relationship was with predecessor firm Moss Adams LLP, acquired by Baker Tilly in June 2025, so confirmed tenure cannot be determined and no No vote is triggered on tenure grounds), and no material restatements were disclosed.

Overall Assessment

The 2026 CWBC annual meeting presents three standard proposals — director elections, auditor ratification, and Say on Pay — with no stockholder proposals on the ballot. All proposals receive a FOR vote: the director slate passes because the 5-year TSR mitigant neutralizes the 3-year underperformance trigger that would otherwise fire for long-tenured directors, the auditor ratification passes with non-audit fees well within acceptable limits, and Say on Pay passes given a reasonable pay structure, strong prior-year shareholder support, and performance-linked incentives.

Filing date: April 10, 2026·Policy v1.2·high confidence

Compensation Peer Group

13 companies disclosed in 2026 proxy filing

BMRCBank of Marin Bancorp
BCMLBayCom Corp
CALBCalifornia BanCorp
FMCBFarmers & Merchants Bancorp
FNRNFirst Northern Community Bancorp
FSBCFive Star Bancorp
HTBKHeritage Commerce Corp
OVLYOak Valley Bancorp
OPBKOP Bancorp
PCBPCB Bancorp
BSRRSierra Bancorp
BCALSouthern California Bancorp
WABCWestamerica Bancorp