AMERICAN WATER WORKS INC (AWK)

Sector: Utilities

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2026 Annual Meeting Analysis

AMERICAN WATER WORKS INC · Meeting: May 13, 2026

Policy v1.2medium confidenceView Filing ↗
For informational purposes only. This AI-generated analysis applies a published voting policy to publicly available proxy filings. It does not constitute investment advice, proxy voting advice, or a solicitation of any kind. AI analysis may be incomplete or inaccurate — always review the actual filing and make your own independent decision.

Directors FOR

4

Directors AGAINST

6

Say on Pay

FOR

Auditor

FOR

Director Elections

Election of Directors

4 FOR/6 AGAINST

Against Analysis

✗ AGAINST
Jeffrey N. Edwards3-year TSR underperformance vs peer group exceeds 35pp threshold; tenure since 2018 covers full underperformance period

Edwards has served since 2018 and AWK's 3-year total return of +0.4% trails the company-disclosed peer group median of +46.6% by 46.2 percentage points, exceeding the 35-point threshold that applies when absolute returns are in the low-positive range; the 5-year gap of -53.4pp versus the peer median of +55.2% also exceeds the applicable threshold, confirming sustained underperformance with no 5-year mitigant available.

✗ AGAINST
Laurie P. Havanec3-year TSR underperformance vs peer group exceeds 35pp threshold; tenure since 2022 covers majority of underperformance period

Havanec has served since 2022 and AWK's 3-year total return trails the peer group median by 46.2 percentage points, exceeding the 35-point threshold; the 5-year gap of -53.4pp also exceeds the applicable threshold, so no 5-year mitigant applies; her tenure covers most of the underperformance period.

✗ AGAINST
Julia L. Johnson3-year TSR underperformance vs peer group exceeds 35pp threshold; tenure since 2008 covers full underperformance period

Johnson has served since 2008 and AWK's 3-year total return trails the peer group median by 46.2 percentage points, exceeding the 35-point threshold; the 5-year gap also exceeds the applicable threshold, confirming sustained underperformance with no mitigant; her long tenure means she bears full accountability for this performance record.

✗ AGAINST
Patricia L. Kampling3-year TSR underperformance vs peer group exceeds 35pp threshold; tenure since 2019 covers full underperformance period

Kampling has served since 2019 and AWK's 3-year total return trails the peer group median by 46.2 percentage points, exceeding the 35-point threshold; the 5-year gap of -53.4pp also exceeds the applicable threshold with no mitigant; she chairs the compensation committee, making her particularly accountable for pay-for-performance alignment during this period.

✗ AGAINST
Karl F. Kurz3-year TSR underperformance vs peer group exceeds 35pp threshold; tenure since 2015 as Board Chair covers full underperformance period

Kurz has served as Board Chair since 2018 (director since 2015) and bears the highest level of board accountability for AWK's 3-year total return that trails the peer group median by 46.2 percentage points, exceeding the 35-point threshold; the 5-year gap also exceeds the applicable threshold with no mitigant; as the non-executive chair presiding over this sustained underperformance, a vote against is clearly warranted.

✗ AGAINST
Michael L. Marberry3-year TSR underperformance vs peer group exceeds 35pp threshold; tenure since 2022 covers majority of underperformance period

Marberry has served since 2022 and AWK's 3-year total return trails the peer group median by 46.2 percentage points, exceeding the 35-point threshold; the 5-year gap also exceeds the applicable threshold, so no 5-year mitigant applies; his tenure covers most of the underperformance period.

For Analysis

✓ FOR
John C. Griffithjoined board 2025 — within 24-month new-director exemption

Griffith joined the board in 2025 and is exempt from the TSR trigger under the 24-month new-director exemption; no other disqualifying factors identified.

✓ FOR
Lisa A. Growjoined board 2025 — within 24-month new-director exemption

Grow joined the board in August 2025 and is exempt from the TSR trigger under the 24-month new-director exemption; she is a sitting CEO at IDACORP and holds only two public board seats, which is within policy limits; no other disqualifying factors identified.

✓ FOR
Stuart M. McGuiganjoined board 2024 — within 24-month new-director exemption

McGuigan joined the board in 2024 and is exempt from the TSR trigger under the 24-month new-director exemption; no other disqualifying factors identified.

✓ FOR
Raffiq Nathoojoined board 2025 — within 24-month new-director exemption

Nathoo joined the board in June 2025 and is exempt from the TSR trigger under the 24-month new-director exemption; no other disqualifying factors identified.

AWK's stock has returned only +0.4% over three years while its own disclosed peer group returned a median of +46.6%, a gap of 46.2 percentage points that exceeds the 35-point trigger for companies with low-positive absolute returns. The five-year record (-53.4pp versus peers) confirms sustained underperformance with no mitigant. Six of the ten nominees — Edwards, Havanec, Johnson, Kampling, Kurz, and Marberry — have tenures that meaningfully overlap the underperformance period and receive AGAINST votes. Four nominees — Griffith, Grow, McGuigan, and Nathoo — joined within the past 24 months and are exempt from the trigger, receiving FOR votes.

Say on Pay

✓ FOR

CEO

John C. Griffith

Total Comp

$7,055,667

Prior Support

87.8%%

CEO Griffith's total reported compensation of approximately $7.1 million is within a reasonable range for a large-cap regulated utility CEO at a $26 billion company, and the prior say-on-pay vote received strong 87.8% approval requiring no corrective action. The compensation structure is well-designed with approximately 70% of long-term equity weighted toward performance stock awards tied to multi-year EPS growth, relative total shareholder return versus peers, and return on equity, and all incentive pay is subject to a clawback policy that exceeds regulatory minimums. While AWK's stock has underperformed peers over three years — a factor reflected in the director election votes — the pay structure itself contains meaningful performance conditions and the variable pay mix meets policy standards, so the incentive design does not warrant a No vote on compensation.

Auditor Ratification

✓ FOR

Auditor

PricewaterhouseCoopers LLP

Tenure

N/A

Audit Fees

N/A

Non-Audit Fees

N/A

PricewaterhouseCoopers is a Big 4 firm appropriate for a $26 billion utility. The proxy filing text provided does not include the auditor fee table needed to calculate the non-audit fee ratio, and auditor tenure is not disclosed in the excerpted sections; per policy, where tenure cannot be confirmed from available data the tenure trigger does not fire. No material restatements are noted. On available information the default FOR vote applies.

Overall Assessment

AWK's 2026 ballot is dominated by a significant board accountability issue: the company's stock has returned only +0.4% over three years while its own peer group returned a median of +46.6%, triggering AGAINST votes for six of the ten director nominees who served through this underperformance period. The say-on-pay vote receives a FOR because the CEO's pay level is within benchmarks, prior shareholder support was strong at 87.8%, and the long-term incentive plan contains genuine multi-year performance conditions including relative total shareholder return against peers.

Filing date: March 24, 2026·Policy v1.2·medium confidence

Compensation Peer Group

15 companies disclosed in 2026 proxy filing

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