Mr. Main is Global Chairman of Investment Banking at Barclays Plc. In his role at Barclays, Mr. Main (a) is not permitted to cover the insurance brokerage sector, (b) is required to recuse himself from any conversations with clients or Barclays employees regarding the insurance business sector, (c) is prohibited from appearing as the coverage person for the Company on any Barclays books, records or systems, and may not supervise any activity in relation to the Company or the insurance brokerage sector generally and (d) is prohibited from selling the Company s common stock while it is on Barclays watch or restricted list, except in accordance with Barclays personal investment policy.